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Captive Insurance Services

Baker & Daniels' insurance and financial services professionals assist clients with the formation and management of captive insurance companies, risk retention groups (RRGs) and other alternative risk mechanisms. Our professionals:

  • Advise and assist state insurance regulators.
  • Perform an initial cost-benefit analysis of forming a captive and assist in designing the specific program.
  • Evaluate the form of captive (pure, association, protected cell, etc.).
  • Prepare corporate and transactional documentation.
  • Consult on a business plan, including product and reinsurance programs.
  • Advise on corporate governance, securities law and tax requirements.
  • Monitor the captive operating plan and results to ensure regulatory compliance.
  • Analyze statutory and GAAP financial information and the captive's financial results.
  • Advise on rating agency issues and implications.
We can also serve as a captive manager in Washington, D.C. and Utah through B&D Consulting, our consulting division in Washington, D.C.